D-157 Sector 40, NOIDA 201303
Tel – 91- 9818733679 (Delhi)
email: – email@example.com, firstname.lastname@example.org
|Member||Fellow Institute of Chartered Accountants of India (1984)|
|Associate Institute of Company Secretaries of India (1987)|
|Life Indian Institute of Public Administration (1984)|
|Ex Member||-- Expert Committee of Finance and Banking, ASSOCHAM
|- Expert Committee of Finance and Insurance, PHD Chamber of Commerce|
|- Expert Committee on Foreign Trade, FICCI|
|Education||-B.Com.(Hons.), FCA, ACS|
|Age||-51 years, 17th January, 1958|
|Present Activities as an independent professional|
|Glasgow Clyde Investitures (GCI)||Scotland||Associated as Advisor advising GCI in India – handling fresh appraisals and supervising post disbursal operational, monitoring financial and legal compliances, fresh documentation etc. Fund operates on a non-repatriable basis in India.|
|Citius Capital Limited||Mauritius, Hongkong||Critical part of the Indian Advisory team to the USD 250 Million India focused Special Opportunities and Stressed Asset Fund being launched – area of activity Structuring, appraisal of opportunities, due diligences, term-sheet preparation and ensuring compliances.|
|Dinodia Consulting P Ltd.||New Delhi, India||Associated, as ‘Director’, with the leading Corporate Advisory and audit firm discreetly taking up assignments of interest in areas of investment banking, corporate restructuring, critical fiscal planning matters etc.|
|KEC Ornamentals||Netherlands & Israel||Associated as ‘Advisor – Finance & Compliances’, with strong Europe and Israel based facilitator of FDI, PE and ECB for Indian corporate ventures.|
|Sobhagya Capital Options Limited||New Delhi, India||Advisor – all Capital Market related matters.|
|Nature of advisory and executory professional activities being undertaken –
Corporate consultancy on various issues including direct and indirect taxation, Corporate Restructuring, Foreign Direct Investment, External Commercial Borrowings, Foreign Investment Promotion Board (FIPB) clearances. Capital market advisory in a variety of areas including take-overs and de-listing of listed companies. Liaison with various Government ministries for miscellaneous commercial and financial issues pertaining to new and existing projects and conducting financial due diligence.
Drafting and vetting of Public documents for fund raising and advising on disclosures in the Capital Market regulatory environment. Leading and being part of the legal and financial due-diligence teams for acquisitions, takeovers and fund raising including private equity in association with law firm LEGAL NET.
|Few of the recently handled senior level assignments:
(a) studying the set-up of a real estate group with more then 60 companies and advising path for IPO by choosing and creating IPO candidates among them (by transferring the value-add projects in the IPO company duly analyzing the options on mergers, creating subsidiaries and also transferring the activities and credits through the Agreements) against the target objectives of savings on taxes and stamp duties,
(b) valuation, negotiation, creation and vetting of related agreements in a foreign JV in automotive component manufacturing sector between Indian and Japanese companies,
(c) due-diligence and documentation for PE transactions for a construction Company,
(d) defending the price negotiation for an Indian target company against a European acquirer,
(e) studying the costing data of an automotive component manufacturing company (associated with world class OEM buyers from US and Europe) and generating an analysis how to use the costing data into live Cost Management tools using the latest Strategic Cost Accounting tools (Target Pricing, Life-cycle costs of tools/ moulds used etc.) to finally help the management in pricing its products/ services,
(f) family settlement (in a tax neutral way) of a north Indian industrial family with assets of over Rs. 1300 crs spread over more then five big companies and a dozen small entities.
(g) Loan syndication of a real estate company from new-age Indian banks
(h) Re-structuring of an engineering company ready to launch foreign JVs and placing part of equity to US based strategic investors,
(i) Advising an NRI group intending to utilize their funds in India for investment in real estate and few other industrial and commercial activities.
(j) Remained part of the team in India’s one of the most versatile stressed asset transaction
(k) Loan syndication for education Institution
(l) Loss assessment for a prominent education Institution in a legal defamation suite
(m) Prepared project report for a Medi-city project in Northern India
(n) Take-over advisory to various listed companies in telecommunication, textile segments.
(o) Handling assignments for regularization of matters under FRMA and Foreign Exchange regulatory
(p) Drafting of Merger Scheme, settlement scheme for a Hyderabad based listed steel group in distressed assets space.
(q) Handling issues related to disagreements on the terms of the Foreign Joint Venture Agreement.
(r) Structuring commercial terms and drafting comprehensive documentation for various PE and VC transactions / acquisitions.
(s) Confidential assignments on Special Audits (other then Statutory audit)/ diligences/ reviews and valuations.
(t) Confidential assignments representing clients in SEBI/ NSE/ BSE on various regulatory issues.
|SMC NEXGEN Capitals Ltd.||CAT-I Merchant Bankers||Senior Vice President (Merchant Banking)|
Independent Director and Special Invitees to the Board of Directors with few companies in India. Prefer to contribute in MIS analysis, ensuring compliance, corporate governance and other areas where can contribute in the growth and operations of such companies.
The assignments handled so far involved significant activity related to Capital Market, private placements, dealings with Foreign Institutional Investors (FIIs) and Private Equity Firms, corporate restructuring. The assignments exposed to working with world class project and finance consultants and legal advisors.
Enclosed: Profile of Legal Net on various legal matters related to Capital Market
Past exposure in conducting Legal Due Diligence (LDD) and Financial Due Diligence (FDD), handling litigation and preparation & vetting of Agreements/ Legal Documents and other Legal Matters:
|Name of the company||Purpose||Nature of Assignment handled|
|1||Sheela Foams Ltd.||Cross-border Acquisition of Australian Company||LDD, vetting of Shareholders Agreements|
|2||Shiv Vani Oil Ltd||FCCB||Preparation of Offer Document and LDD|
|3||Panacea Bio techs Ltd.||Private Equity (PE)/ FCCB||LDD, Financial Due Diligence (FDD)|
|4||Amtek Auto Ltd||FCCB||LDD|
|5||APPL Industries Ltd.||Acquisition||LDD and FDD on behalf of Mitsui Ltd.|
|7||Magnum Ventures Ltd.||IPO||LDD abd FDD|
|8||Magnum Ventures Ltd.||IPO||LDD abd FDD|
|9||Infocon India Ltd.||PE||FDD|
|10||DEEP Industries Ltd.||IPO||FDD|
|11||Action Construction Equipments Ltd.||IPO||LDD|
|12||Insecticide India Ltd.||IPO||Preparation of Offer Document|
|13||Surana Industries Ltd.||IPO||Preparation of Offer Document, LDD|
|14||Shreyans Industries Ltd.||Rights Issue||LDD|
|15||Spice Ltd.||Rights Issue||FDD|
|16||Multipurpose Trading and Agencies Ltd.||Takeover under SEBI regulations||Complete work including FDD, LDD and Offer Document, Public Announcement, Sebi Consent Order|
|17||Jaiprakash Associates Ltd.||Allotment of Contract by the Govt of AP||Drafting of documents for sub-contracting, Fiscal issues|
|18||Essel Shyam Communications Ltd||IPO||LDD and helped in FDD|
|19||Dumx India Ltd.||International M&A||LDD and Documents vetting|
|20||Laurel Organics Ltd.||Franchising Operations||Ranbaxy – documentation for franchising|
|21||STI Cotex Ltd||Private Equity||FDD and LDD|
|22||Steel Tubes India Ltd.||Private Equity and lending||FDD and LDD|
|23||Goel Ganga Developers||Group Restructuring||Reporting on restructuring – fiscal issues|
|24||Technico Group, Ludhiana||Family restructuring||Tax Savvy family settlement of industrial group|
|25||Perfectpac Limited||Confidential||Multiple issues|
|26||Aro Granite Limited||Confidential||Multiple regulatory issues|
|27||Hi-Tech Gears Limited||Confidential||Multiple regulatory issues|
|28||Lakshmi Precision Screws||Confidential||Multiple regulatory issues|
|29||JK Traders Limited||Confidential||Corporate Restructuring and related regulatory issues|
|Over 20 other confidential assignments – for international investors and lenders related to regulatory and compliance issues|